About Kevin Cloonan
In his role as Compliance Officer, Kevin is responsible for trade surveillance as it relates to Regulations 22c-1 and 22c-2. He also manages a staff of Compliance & Risk Analysts. Prior to joining Boston Financial in 2008, Kevin held positions at The McNamara Group, Computershare and Putnam Investments. He holds a bachelor's degree in Business Administration from State University of New York at Albany.
Is 22c-2 Still Relevant? 10 Years of Intermediary Transparency
Nearly ten years after SEC Rule 22c-2 went into effect, the SEC is still focused on frequent trading that negatively impacts long-term investors. While the mutual fund environment has changed…