About The Author

Mike McNeill

About Mike McNeill

Mike is a member of the senior relationship management team. He is focused on enhancing client relationships and collaborating on business solutions to address the evolving needs of the industry and regulatory landscape. Mike has over 25 years of experience in the mutual fund industry. Prior to joining Boston Financial, he served as senior vice president of investor services at Putnam Investments. Previous to Putnam Investments, Mike was at Pioneer Investments and American Express - The Shareholder Services Group. Mike currently serves on the Investment Company Institute (ICI) Broker-Dealer Advisory Committee. An active member of the National Investment Company Service Association (NICSA) and ICI, Mike has served as a speaker and moderator for internal and external events as well as a spokesman for the company on mutual fund industry topics with a focus on intermediary relationships and oversight.

Category: Industry Trends, Innovation

Disruption: Crisis or Opportunity?

Disruption. Some may see this associated with negative images of being unexpectedly stopped in one’s tracks, of being taken off course, of being interrupted on a seismic scale. But a…

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Category: Webinar

Checking Under the Hood: Evolution of Transfer Agent Due Diligence

If you were to get your car inspected today, there are dozens of things the mechanic must evaluate to demonstrate that your car is safe. The inspection checklist, required by…

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Category: Financial Intermediary Administration, Technology

Cybersecurity, Intermediary Oversight Hold Their Ground for 2015

In today’s data-driven economy and device-toting world, data is everywhere. So no matter whom you are, what industry you’re in, you’re part of the data marketplace-and so are the cyberattackers.…

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Category: Client Forum, Financial Intermediary Administration

Intermediary Oversight: Dominant Topic at the Client Forum and Beyond

Since I was competing against beautiful Northern California weather and the vibrant city of San Francisco, I thought I might be alone during the Intermediary Oversight best practice session at…

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Category: Conferences and Events, Industry Trends

Challenged with Board Reporting? You are Not Alone!

If you weren’t one of the over 50 early risers at our 7:00am panel entitled Board Reporting: Striking the Right Balance prior to last week’s ICI Mutual Fund and Investment…

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